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Journals & Moot Court

  Journal of Law & Investment Management  
 

Overview | Current Issue | Archived Issues | Subject Index
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Subject Index

Brokerage Rebates

Joseph A. Franco, "Rethinking Brokerage Rebate Arrangements:  The Case for Collective Cash Pass-Through Arrangements" v.1, no. 2, Fall 1999

Case Comments

James J. Hanks, Jr., "Straightening Out Strougo:  The Maryland Legislative Response To Strougo v. Scudder, Stevens & Clark, Inc." v. 1, no. 1, Winter 1999

Developments and Trends

Tamar Frankel, "Trends in the Regulation of Investment Companies and Investment Advisers." v. 1, no. 1, Winter 1999

Directors, Independent

Kenneth E. Scott, "What Role is There for Independent Directors of Mutual Funds?" v.2, no. 1, Spring 2000

David A. Sturms, "Enhancing the Effectiveness of Independent Directors:  Is the System Broken, Creaking or Working?" v. 1, no. 2, Fall 1999

Electronic Media

Howard M. Friedman,"Commentary on a Rare Luddite Victory - The Templeton Dragon Fund Shareholder Proposal No-Action Letter" v. 1, no. 1, Winter 1999

Foreign Markets

Jeffrey Paul Greenbaum, "Regulatory Developments Affecting the Italian Investment Fund Market," v. 2, no. 1, Spring 2000

Fund Profiles

James A. Fanto, "The Contribution of the Fund Profile to Investor Education."  v.1, no.1, Winter 1999

Investment Company Act of 1940

Lawrence P. Stadulis and Timothy W. Levin, "SEC Regulation of Investment Company Investments in Securities Related Business Under the Investment Company Act of 1940" v. 2, no. 1, Spring 2000

No-Action Letters

Howard M. Friedman,"Commentary on a Rare Luddite Victory - The Templeton Dragon Fund Shareholder Proposal No-Action Letter", v. 1, no. 1, Winter 1999

State Legislation

James J. Hanks, Jr., "Straightening Out Strougo:  The Maryland Legislative Response To Strougo v. Scudder, Stevens & Clark, Inc." v. 1, no. 1, Winter 1999

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